Investor Lawyers

Cases We Handle

• Securities Arbitration

• Stock Broker Fraud 

• Financial Advisor Fraud 

• Broker Firm Fraud

• Investment Advisory Fraud

• Hedge Fund Fraud 

• Private Placement Fraud 

• Omissions and Misrepresentations 

• FINRA Arbitration

• AAA Arbitration

Investment Related Laws

• The Securities Act of 1933

• The Securities Exchange Act of 1934

• The Trust Indenture Act of 1939

• Investment Company Act of 1940

• Investment Advisor Act of 1940

• Sarbanes-Oxley Act of 2002

• Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

• Jumpstart our Business Startups Act of 2012

• FINRA Regulations 

• Securities and Exchange Commission (SEC) Regulations

• Blue Sky Law (State Specific Laws)